Social Aspects of Urban Forestry
THE ROLE OF ARBORICULTURE IN A HEALTHY SOCIAL ECOLOGY
by Frances E. Kuo
Abstract. In urban communities, arboriculture
clearly contributes to the health of the biological ecosystem; does
it contribute to the health of the social ecosystem as
well? Evidence from studies in inner-city Chicago suggests so. In
a series of studies involving over 1,300 personspace
observations, 400 interviews, housing authority records, and
2 years of police crime reports, tree and grass cover
were systematically linked to a wide range of social
ecosystem indicators. These indicators included stronger ties
among neighbors, greater sense of safety and adjustment,
more supervision of children in outdoor spaces, healthier
patterns of children's play, more use of neighborhood
common spaces, fewer incivilities, fewer property crimes, and
fewer violent crimes. The link between arboriculture and
a healthier social ecosystem turns out to be
surprisingly simple to explain. In residential areas, barren,
treeless spaces often become "no man's lands," which
discourage resident interaction and invite crime. The presence of
trees and well-maintained grass can transform these no
man's lands into pleasant, welcoming, well-used spaces. Vital,
well-used neighborhood common spaces serve to both strengthen ties among residents and deter crime,
thereby creating healthier, safer neighborhoods.
Key Words. Social ecology; strength of
community; crime; social benefits; residential.
In urban communities, arboriculture plays an important
role in the health of the biological ecosystem. It provides
habitat for wildlife and creates a more hospitable setting for
many species (for a review of environmental impacts of
urban forestry, see Dwyer et al. 1992). Does arboriculture
contribute to the health of the social ecosystem as well?
Before examining whether trees contribute to a
healthy social ecology, it might be reasonable to ask
how they might do so. One possible answer comes from a body of work
that has traditionally had nothing to do with trees: the
literature on "defensible space." Defensible space (DS) theory
suggests that the physical features of a residential neighborhood
can have important impacts on strength of community and
rates of crime in that neighborhood (Newman 1972).
Defensible space theory posits, among other things, that the
architectural features and physical layout of residential
buildings
substantially influence patterns of informal contact
among neighbors and informal surveillance. Contact
among neighbors and informal surveillance are, in turn, known
to be linked to strength of community and levels of crime
(see Taylor 1988 for review). Although not all
interventions based on DS theory have been successful (Cisneros
1995), the promise embodied in its sometimes spectacular
successes has led the U.S. Department of Housing and
Urban Development (HUD) and others to invest millions of
dollars in rehabilitating public housing and other neighborhoods
in line with DS guidelines (U.S. HUD 1998; Newman 1996).
If defensible space theory is correct, then vital,
well-used residential outdoor spaces should play a crucial role
in strengthening community and deterring crime.
Although defensible space theory says very little about vegetation
per se, the theory clearly has implications for natural, as well
as built, features of residential outdoor spaces. If the
presence of trees and grass in these spaces encourages residents'
use of these spaces, perhaps these features too can play a role
in strengthening community and deterring crime.
Does arboriculture, in fact, contribute to the health
of the social ecosystem? In an urban neighborhood, we
might approach this question in a variety of ways. We might
ask whether trees play a role in the patterns of
interrelation among different resident subpopulations. We might
ask whether trees affect patterns of territory within the
neighborhood or patterns of resource exchange. And we
might ask whether trees enhance resident populations' capacity
to resist incursion or outside threats. To the extent
that arboriculture contributes to a healthy social ecosystem,
we would expect otherwise similar urban areas with
and without trees to differ in some or all of these respects.
This article reviews findings from a line of
investigation addressing precisely these questions. A series of
large-scale studies conducted in inner-city Chicago, Illinois, U.S.,
systematically compared buildings and spaces with varying levels of
tree and grass cover while controlling for numerous social
and environmental factors. "Greener" settings were compared
to architecturally comparable or identical counterparts in
terms of their performance on a wide range of ecosystem indicators.
GENERAL METHOD
A variety of measures, research designs, and statistical
tools were used in this line of work; the particulars of
different
studies within this line of investigation differed
considerably. For the purpose of this review, only a brief overview
of methodology is provided here. Detailed descriptions of
the methodology for the constituent studies may be found in
the original journal articles. Similarly, the specific
statistical evidence underlying each link reported here can be found
in the original journal articles. In many cases, a link
between tree cover and an outcome is documented not only
by statistical evidence of a relationship but also by
mediation tests examining the proposed mechanism and by
numerous, sometimes dozens of, statistical tests for potential
confounding factors. While all findings reported here were
statistically significant, it should be noted that both effect sizes
and certainty levels varied across different analyses and
different studies. The purpose of this review is to introduce
the commonalities of the work as a whole and to address a
larger theme not fully treated in any of the constituent
studiesthe relationship between trees and a healthy social ecology.
Setting and Overall Research Design
In examining the potential effects of trees on
a healthy social ecology, the challenge was to find
a setting in which the presence of trees was independent of other factors likely to affect
the social ecology. Ideally, any neighborhoods we studied would meet four criteria. First, a
potential research setting had to have variation in
the amount of green cover immediately outside residencesfrom places that were full of
plants to places that were barren of plants.
Second, environmental features other than
vegetation should be held constant across residences.
Third, residents should be randomly assigned to residences or assigned irrespective of the
amount of green cover. Finally, residents should have
no influence over the maintenance of the
vegetation near their home.
We found two public housing developments in Chicago that met these
criteria: Robert Taylor Homes and the Ida B. Wells housing development. Each development
has pockets of trees and grass as well as expanses of barren area (Figure 1). Each development
is strikingly consistent in architecture. At the time of
our studies, Robert Taylor Homes consisted of 28 identical
16-story apartment buildings laid out in single file along a
4.8-km corridor. Each building at Robert Taylor Homes
was bordered on the west by an interstate highway and
railroad tracks and on the east by a six-lane municipal
thoroughfare and wide sidewalk. The Ida B. Wells development
included 124 low-rise (2- to 4-story) apartment buildings laid out
on a typical grid pattern. Chicago Housing Authority
policies result in de facto random assignment of residents
to
apartment buildings for both developments, and
residents have no influence over the location or maintenance of
trees or grass at either development. Thus, throughout
this review, all comparisons between "greener" and "less
green" settings refer to settings which are either roughly
matched or identical in a host of architectural characteristics
and resident characteristics.
It should be noted that, in the studies reported
here, ratings of "greenness" and "green cover" may be
regarded as roughly equivalent to ratings of "tree cover."
Although "greenness" and "green cover" were defined to include
grass cover, the amount of tree cover in a scene is a very
strong predictor of overall judgments of greenness; by contrast,
the amount of grass cover appears to contribute little to
ratings of greenness.
RESULTS
Welcoming Residents Outdoors
A quarter-century of research (for review, see Kaplan
and Kaplan 1989) has indicated that, in general, urban
outdoor areas with trees are substantially more preferred
than similar settings without trees. Some housing
authority managers, however, have the belief that low-income
African Americans don't value treesthat trees are a
middle-class preference. Moreover, in poor inner-city
neighborhoods there is the concern that trees reduce visibility.
Housing authority managers and police suggest that trees
make residents feel unsafe; if so, the presence of trees in
this setting might actually make outdoor spaces less
attractive and less usable. How do poor urban residents respond
to trees? Would the presence of trees in outdoor areas have
no effect or even make these areas less attractive to residents?
Figure 1. Apartment buildings at Robert Taylor Homes (top) and
Ida B. Wells (bottom), without trees (left) and with trees (right).
Our findings suggest that, in fact, residents' response
to trees is extremely positive (Kuo et al. 1998). One
hundred residents of a Chicago public housing development
were asked to respond to images (photosimulations)
depicting their courtyard with and without trees, with other
factors (lighting, weather, people in the courtyard, etc.)
held constant. Residents strongly preferred images with
treesand the more trees, the stronger their preference.
Mean ratings for the high tree density images (54 trees per
ha) were 6 standard deviations higher than the mean ratings
for treeless images (Ms 3.1 versus 0.2 on a 0 to 4 scale,
from "not at all" to "very much"). Further, approximately
one-third of residents surveyed claimed that they would
use their courtyard more if trees were planted.
These findings suggest that, in urban
neighborhoods, trees might play a pivotal role in drawing residents
outside. They further suggest a way in which arboriculture
might contribute to a healthy social ecosystemby
enhancing residents' use of the spaces just outside their
buildings, thereby promoting informal contact among neighbors
and introducing informal surveillance.
Adults' Use of Outdoor Spaces
Photosimulations, however, are approximations of
reality, and predictions of use are merely predictions. To
what extent were inner-city residents accurate in predicting
that they would use "greener" outdoor spaces more often?
Quite accurate, it would appear. Findings from
three different studies indicate that greener residential
outdoor spaces receive more use from adult residents than
their barren counterparts. In one study, residents living in
greener high-rise apartment buildings reported significantly more
use of the area just outside their building than did residents
living in buildings with less vegetation (Kuo et al. 1998). In
two other studies, adult use of residential spaces was found to
be disproportionately concentrated in greener versus
more barren spaces (Coley et al. 1997; Sullivan et al.,
in press). In the Coley et al. study, the greater the number of trees found
in a space, the greater the number of people who used the
space simultaneously. Moreover, the closer trees were to
apartment buildings, and thus the more visually and physically
accessible they were, the more people spent time outside near them.
In the low-rise development studied, no adults at all
were observed in areas devoid of trees.
Children's Use of Outdoor Spaces
We also found differences in children's use of
outdoor spaces as a function of tree cover. Children's use of
residential outdoor spaces was disproportionately concentrated
in greener versus less green spacesa statistically
significant finding in one study (Coley et al. 1997) and a
marginally significant one in another (p = .07, Sullivan et al., in
press). In addition, more detailed observations revealed
differences
in children's behaviors in greener versus less green
spaces. Children in green spaces were more likely to be
found engaged in play activities than other kinds of activities,
and there was also increased creative play in green
spaces (Faber Taylor et al. 1998).
In these studies, both adults' and children's
territorial patterns were found to be systematically related to the
extent of green cover. Presumably healthier patterns of
territorialitygreater use of outdoor spaces by adults, greater use
of outdoor spaces by children, and increased play in
childrenwere associated with greener neighborhood spaces.
In drawing residents outside, might trees also increase the
time residents spend in proximity to one another, thereby
promoting social interaction among neighbors?
Resident Interaction Outdoors
Our findings suggest that green cover is indeed related
to the amount of social interaction in residential
outdoor spaces. Green cover was reliably linked to the number
of individuals simultaneously present in areas just
outside apartment buildings (Coley et al. 1997). More
detailed observations further suggest that the number of
explicitly social activities (e.g., talking, playing cards together,
working on a car repair together) occurring in residential
outdoor spaces is linked to green cover (Sullivan et al., in press).
We found 73% more individuals involved in social activities
in spaces with high levels of green cover than in spaces
with low levels of green cover (Sullivan et al., in press).
The pattern was strongest for adults: Compared to more
barren spaces, there were 100% more adults engaged in
social activities in green spaces.
Children's Access to Adults Outdoors
The more social nature of residents' activities outside
their buildings appears to extend not only to adultadult
interactions but to adultchild interactions as well. In one
study, the presence of trees consistently predicted greater use
of residential spaces by mixed-age groups of youth and
adults (Coley et al. 1997). In another, we found
systematically higher levels of access to adults for children in
greener versus less green spaces (Faber Taylor et al. 1998).
Thus far, we have seen that trees and grass attract
people to use inner-city neighborhood spaces and that in
greener spaces there is more social contact among neighbors than
in comparable barren spaces. We've also seen that the
proximity of the trees to apartment buildings matterswhen trees
are closer to buildings, people use the outdoor spaces more.
It appears that trees contribute to systematically
healthier patterns of interrelation among adults and children outdoors.
These findings are exciting because access to adults
plays such an important role in healthy child
development. Children are socialized into the mores and standards of
a culture through imitation of adults, explanations
from
adults, and, last but not least, corrective feedback
from adults (e.g., Miller and Sperry 1987; Ochs and
Schieffelin 1984). Further, adult supervision is pivotal in
preventing misbehavior; indeed, "lack of parental supervision is one
of the strongest predictors of the development of
conduct problems and delinquency" (APA Commission on
Violence and Youth 1983, p. 19). To the extent that greener
residential spaces promote adult supervision, then, we might
expect fewer delinquent behaviors in these spaces.
Neighborhood Social Ties, Resource Flows
Thus far in this review, we have focused on
outcomes specifically related to residential outdoor
spacesresidents' use of these spaces, their activities in these spaces,
the amount of socializing in these spaces, children's play in
these spaces, etc. Do trees go beyond simply enhancing the
vitality of residential outdoor spaces? Here, we turn toward
social ecosystem variables that do not pertain specifically
to residential outdoor space. The question here is whether,
by making residential outdoor spaces more vital, trees
contribute to the healthy functioning of a community in general.
There is substantial evidence to suggest that
opportunities for casual social interaction provide a rich matrix
from which social ties among neighbors develop (e.g., Ebbesen
et al. 1976; Perkins et al. 1990). Opportunities for casual
social contact, in turn, are greater when neighborhood
residents spend more time in the outdoor spaces around their
homes (Cooper 1975; Gans 1967; Talbot et al. 1987). If
informal social contact among neighbors is a key factor in the
development of social ties among neighbors, and trees are a
key factor in informal social contact, perhaps trees can
ultimately affect the development of neighborhood social ties.
A number of findings suggest that trees do in fact
help strengthen neighborhood social ties. In a study of 145
public housing residents randomly assigned to
architecturally identical buildings with varying levels of vegetation,
the greener the building, the stronger the neighborhood
social ties (Kuo et al. 1998). Compared to residents living
in relatively barren buildings, individuals living in
greener buildings reported more social activities and more
visitors, knew more of their neighbors, reported their neighbors
were more concerned with helping and supporting one
another, and had stronger feelings of belonging. Further,
statistical mediation tests indicated that the link between vegetation
and neighborhood social ties is explained by residents' greater
use of outdoor spaces (Kuo et al. 1998). Together, these
findings suggest that by increasing the opportunities for residents
to meet and interact, greener common spaces facilitated
the development and maintenance of neighborhood social
ties. This general pattern of findings has been replicated in a
study of senior citizens (Kweon et al. 1998).
It is important to note that in another study
comparing neighborhood social ties for residents of greener versus
less
green buildings (Brunson 1999), no significant
differences were found in the number of neighbors with whom
residents reported having strong ties. It may be that shared use
of common spaces contributes only to the development
of strong ties with one or two neighbors, as opposed to
fostering a strong network of ties as in a village or small town.
It is also important to note that one component
of neighborhood social ties in this work was the sharing
of resources between neighbors. For individuals who live
in intense poverty, neighborhood social ties are more than
a pleasant featurethey are the foundation of an
important survival strategy. Social ties among neighbors provide
a conduit through which individuals share resources
(Belle 1982; Stack 1974). In poor communities, social ties
among neighbors are the first line of defense against the ravages
of poverty. By contributing to stronger ties among
neighbors, trees may enhance residents' resilience in the face of
sudden financial setbacks and emergencies.
To summarize thus far, our findings suggest that in
poor inner-city neighborhoods, trees not only enhance
patterns of resident territoriality but also contribute to
healthier, more supportive patterns of interrelations among
residents, including greater sharing of resources.
Sense of Safety
At the beginning of this review, we addressed the
concern that trees might decrease visibility and thereby reduce
either actual safety or residents' sense of safety. Here, we come
full circle and address the link between trees and safety directly.
Previous research indicates that neighbors who
have strong social ties form more effective social groups
(e.g., Greenbaum 1982; Warren 1981). For instance,
compared to communities in which neighbors had weaker social
ties, those with stronger social ties were more capable
of building consensus on values and norms (Dubow
and Emmons 1981), monitoring behavior, intervening if
problem behaviors occur (Taylor 1988), and defending their
neighborhoods against crime (e.g., Perkins et al. 1990). If
stronger social ties among neighbors are key to creating
more effective, safer neighborhoods, and treed spaces
help promote ties among neighbors, perhaps the greenness
of neighborhood landscape ultimately affects levels of
safety and security in a neighborhood.
In inner-city neighborhoods, do treed spaces
influence neighborhood safety and security? It seemed plausible
that residents might feel safer in a setting if they knew,
trusted, and could count on their neighborsin other words, if
they had strong social ties with their neighbors. At the same
time, it seemed possible that even the high-canopy trees
characteristic of public housing might reduce visibility,
thereby reducing residents' sense of safety.
Our findings suggest that, in fact, residents living
in greener buildings feel significantly safer than do
their
counterparts living in more barren buildings. Further,
our findings suggest that residents of greener buildings
feel more comfortable or adjusted in their surroundings
in general. We asked 145 public housing residents "How
safe do you feel living here?" and "How well have you adjusted
to living here?" We then compared the responses for
residents assigned to relatively green versus relatively barren
buildings. As predicted, individuals living adjacent to
greener common spaces reported that they felt both safer and
better adjusted than did their counterparts living adjacent
to relatively barren spaces (Kuo et al. 1998).
Graffiti and Other Signs of Disorder
Findings from another study suggest that not only
do residents in greener settings feel safer but also that
they experience systematically fewer "incivilities"the
nuisances and petty crimes that signal the breakdown of
normal territorial functioning. We asked 90 residents of an
inner-city neighborhood to report on the incidence of graffiti
and other so-called incivilities in the spaces adjacent to
their apartment building. Residents of greener buildings
reported systematically fewer incidences of vandalism, graffiti,
and litter than their counterparts assigned to more
barren buildings (Brunson 1999). Moreover, greener buildings
were subject to significantly fewer "social
incivilities"noisy, disruptive individuals; strangers hanging around; and
illegal activities.
There are a number of possible explanations for the
link between trees and a lower incidence of incivilities.
The presence of trees and grass may signal a more well-cared
for space and, therefore, a higher likelihood of
perpetrators being noticed (Brown and Altman 1983). Alternatively,
the greater use of greener spaces may introduce more "eyes
on the street" (Jacobs 1961). Yet another explanation may lie
in the greater social cohesiveness around greener
spaces perhaps residents who know and trust each other are
more effective in instituting "local social control" over what
goes on in the spaces outside their homes (Greenberg et
al. 1982). Any and all of these factors might contribute. In
any case, it appears that the presence of trees in
residential outdoor spaces is linked with more successful
territorial functioning. Treed spaces appear to be less vulnerable
to incursions and minor outside threats.
Property Crimes, Violent Crimes
To the extent that trees confer some protection
against incursions, it seemed possible that they might provide
some measure of defense against more significant threats as
well. To examine this question, we collected 2 years of
police crime reports for 98 apartment buildings in one
inner-city neighborhood and used the extent of tree and grass
cover outside each apartment building to predict the number
of crimes reported for that building (Kuo and Sullivan 2001).
We
found systematically negative relationships between
the greenness of the landscape and the number of crimes
per building reported to the police. The greener a
building's surroundings, the fewer total crimes; moreover, this
relationship extended to both property crimes and violent crimes.
DISCUSSION
The role of the urban forest in the biological health of
cities is well established; could the urban forest play a pivotal
role in healthy social ecosystems as well? The findings
reviewed here suggest so. In a series of large-scale, highly
controlled field studies, "greener" buildings and spaces were
consistently characterized by better performance on a wide
range of social ecosystem indicators. Trees and grass cover
were linked with greater use of residential outdoor spaces
by adults and children, healthier patterns of children's
outdoor activity, more social interaction among adults,
healthier patterns of adultchild interaction and supervision,
stronger social ties and greater resource sharing among
adult residents, greater sense of safety and adjustment,
lower levels of graffiti and other signs of social disorder,
fewer property crimes, and fewer violent crimes.
When these findings are reframed in the
traditional terms used to describe biological ecosystems,
interesting parallels emerge. Specifically, green spaces may have
a substantial impact on each of the following facets
of ecosystem functioning: territorial patterns within
an ecosystem (greater use of space, different use of space
by children), interrelationships among different
resident subpopulations (adultchild interaction, social
interaction, and social ties), patterns of resource flow within an
ecosystem (greater resource sharing), and residents' capacity
to resist incursion and outside threats (reduced graffiti
and crime, greater sense of safety).
At present, the most ready explanation for a
connection between trees and social ecosystem health lies in a
straightforward extension of defensible space theory. Defensible
space theory suggests that vital, well-used residential spaces are
key to the development of neighborhood social ties and
the discouragement of potential perpetrators because
they provide opportunities for informal social contact
among neighbors and introduce informal surveillance
(Newman 1972). Our findings suggest that the presence of trees can
be a decisive factor in the extent to which residents actually
use and "take ownership of" residential outdoor spaces. In
other words, successful residential outdoor spaces are pivotal in
the healthy social ecology of a community, and trees are a
key element in creating successful residential outdoor spaces.
To what extent might a connection between trees
and social ecosystem health extend to contexts other than
those studied here? The signs are unsystematic but
encouraging. The lore on the value of community gardens in mending
the social fabric of poor neighborhoods is impressively
consistent
and extensive (Brunson 1999), and the first systematic
data on this question echo the lore (Glover et al. 2002).
Moreover, there is some indication that a tie between green
residential spaces and strength of community is not exclusive to
poor neighborhoods. An article in The Atlantic
Monthly (Drayton 2000) lauds the growing movement toward
"community greens," shared parks tucked away on the inside of
residential blocks. Most of these community greens have been
developed in middle- or upper-income neighborhoodshouses
on a community green in New York City's Greenwich Village
sell for several million dollars apiece. Yet the pattern of
neighborhood ties developing from the shared use of these
common green spaces exactly mirrors our findings from some of
the poorest communities in the United States; moreover,
this pattern appears across different community greens
with striking consistency. Clearly, the extent to which
trees promote healthy social ecosystems in diverse settings
and populations bears further investigation.
Regardless of how widely trees are linked to
social ecosystem health, it is important to note that the context
of these studiespoor urban neighborhoodsis precisely
the context where social ecosystem health is at greatest risk
and where urban trees are least present. While poverty is
not synonymous with alienation and risk of crime, too
many poor urban neighborhoods are characterized by high levels
of mistrust, isolation, graffiti, property crime, and violent crime.
It may be that the greatest benefits of urban forestry accrue
to some of its historically most underserved constituencies.
The findings here have a number of implications
for arboriculture and urban forestry. First and foremost,
they reinforce the growing recognition of the vital role trees
play in the ecological, social, and economic health of
our communities. Second, they argue for a much
tighter integration of the urban forest into the residential
urban fabric. Third, the findings suggest that
arboristresident partnerships may be an important factor in fully reaping
the healthy social ecosystem benefits of trees.
Vital Municipal Functions
These findings broaden our understanding of the
functions trees serve in urban communities. At present, the role
of arboriculture in urban ecosystems is primarily
conceptualized in terms of the aesthetic, environmental, and
wildlife habitat functions trees serve. The findings reviewed
here suggest a substantially expanded conceptualization may
be in order. Arboriculture may be vastly undervalued
relative to its contributions.
Within the literature on the social benefits of
urban forests, this work reinforces and extends the research
on trees and healthy human functioning. Recent evidence
links green residential settings to reduced aggression (Kuo
and Sullivan 2001); enhanced cognitive functioning, life
functioning, and well being (e.g., Kuo 2001; Kaplan 2001);
and
greater capacity for self-discipline (Faber Taylor et
al. 2002). Together, the evidence reviewed here suggests a
vital role for trees in the healthy functioning of not only
individuals, but neighborhoods as well.
More generally, the findings reviewed here
complement and extend the larger literature documenting the
functions trees provide in urban communities. Together with
the evidence linking trees and other vegetation to clean air
and clean water, this new evidence linking trees to
healthier patterns of individual and neighborhood functioning
points to a much larger themetrees and public health. Far
from being an amenity, then, it appears that trees play
multiple, fundamental roles in the continued health of urban
communities and should be regarded in the same light as
other urban infrastructural elements.
In linking trees with some of our most challenging
and important civic goals, this work contributes a new
and politically compelling addition to the arguments for
urban forestry. While providing cleaner air, cleaner water,
and other environmental benefits is obviously important
and valuable, the fact remains that few urban politicians
view these issues as central to their agendas. Stronger
communities, reduced crime rates, and healthier, more vital
neighborhoodsthese are outcomes that mayors and city
councils strive for, often with little or no success. The findings
here suggest that urban forestry helps address some of our
most recognized and most challenging societal needs.
Tighter Integration into the Residential Urban Fabric
One striking implication of this body of work is that
the location of trees matters at a surprisingly fine-grained
scale. Participants in these studies all have ready access
to neighborhood green spaces and live within a few miles
of one of the most extensive examples of urban nature
in North AmericaLake Michigan and the parks along Chicago's Lake Shore Drive. Further, the participants in
each study live within the same neighborhood, with the
same overall level of tree canopy. Yet in study after study,
the finding is that having trees directly outside one's
own building is different than having those same trees
just outside neighborhood buildings. To fully reap the
social benefits of trees then, the urban forest may need to
be substantially more tightly integrated into the
residential urban fabric than is currently recommended.
Working with Citizens
The focus of this review has been on the physical products
of arboriculture, but the process of arboriculture surely
has impacts on the social ecosystem of a community as well.
That is, urban forestry programs can be structured such that
they promoteor undermineresidents' appropriation of
their neighborhood outdoor spaces. To the extent that greening
is
carried out in a way that respects residents' choices
and values with respect to the public and private spaces in
their neighborhood, it seems more likely to foster the kinds of
local social control so effective in deterring crime. Similarly,
by inviting and requiring residents' participation, urban
forestry may be carried out in a way that helps transform a
mere collection of neighbors into a real, functioning
communitywatching out for each other, each other's property, and
each other's children; helping out in times of need; having
barbecues and block parties; exchanging gardening tips and
life stories; working together to improve the community.
LITERATURE CITED
APA Commission on Violence and Youth. 1983.
Violence and Youth: Psychology's Response.
American Psychological Association, Washington, DC.
Belle, D.E. 1982. The impact of poverty on social
networks and supports. Marriage Family Rev. 54:89103.
Brown, B.B., and I. Altman. 1983. Territoriality,
defensible space and residential burglary: An
environmental analysis. J. Environ. Psychol. 33:203220.
Brunson, L. 1999. Resident appropriation of
defensible space in public housing: Implications for safety
and community. Unpublished Doctoral Dissertation, University of Illinois, Urbana-Champaign, IL.
Cisneros, H.G. 1995. Defensible Space: Deterring Crime
and Building Community. U.S. Department of Housing
and Urban Development, Washington, DC.
Coley, R.L., F.E. Kuo, and W.C. Sullivan. 1997. Where
does community grow? The social context created by
nature in urban public housing. Environ. Behav. 294:468492.
Cooper, C.C. 1975. Easter Hill Village: Some
Social Implications of Design. The Free Press, New York, NY.
Drayton, W. 2000. Urban planning: Secret gardens.
The Atlantic Monthly 285(6):108111.
Dubow, F., and D. Emmons. 1981. The Community Hypothesis. In Lewis, D.A. (Ed.). Reactions to Crime.
Sage Publications, Beverly Hills, CA.
Dwyer, J.F., E.G. McPherson, H.W. Schroeder, and
R.A. Rowntree. 1992. Assessing the benefits and costs of
the urban forest. J. Arboric. 185:227234.
Ebbesen, E.B., G.L. Kjos, and V.J. Konecni. 1976.
Spatial ecology: Its effects on the choice of friends and
enemies. J. Exp. Soc. Psychol. 12:505518.
Faber Taylor, A., F.E. Kuo, and W.C. Sullivan. 2002. Views
of nature and self-discipline: Evidence from
inner-city children. J. Environ. Psychol., Special Issue:
Environment and Children 22:4963.
Faber Taylor, A., A. Wiley, F.E. Kuo, and W.C. Sullivan.
1998. Growing up in the inner city: Green spaces as places
to grow. Environ. Behav. 301:327.
Gans, H. 1967. The Levittowners. Pantheon Books,
New York, NY.
Glover T., K. Shinew, and D. Parry. 2002. Race and
its relationship to the benefits of community gardening
in St. Louis. Canadian Congress on Leisure
Research Annual Book of Abstracts 10:127130.
Greenbaum, S.D. 1982. Bridging ties at the
neighborhood level. Soc. Networks 4:367384.
Greenberg, S.W., W.M. Rohe, and J.R. Williams. 1982. Safety
in urban neighborhoodsA comparison of physical characteristics and informal territorial control in high-
and low-crime neighborhoods. Popul. Environ. 53:141165.
Jacobs, J. 1961. The Death and Life of Great
American Cities. Random House, New York, NY.
Kaplan, R. 2001. The nature of the view from
homePsychological benefits. Environ. Behav. 334:507542.
Kaplan, R., and S. Kaplan. 1989. The Experience of
Nature: A Psychological Perspective. Cambridge University
Press, Cambridge, UK.
Kuo, F.E. 2001. Coping with poverty: Impacts of
environment and attention in the inner city. Environ. Behav. 331:534.
Kuo, F.E., M. Bacaicoa, and W.C. Sullivan.
1998. Transforming inner-city neighborhoods: Trees, sense
of safety, and preference. Environ. Behav. 301:2859.
Kuo, F.E., and W.C. Sullivan. 2001. Environment and crime
in the inner city: Does vegetation reduce crime?
Environ. Behav. 333:343367.
Kuo, F.E., W.C. Sullivan, R.L. Coley, and L. Brunson.
1998. Fertile ground for community: Inner-city
neighborhood common spaces. Am. J. Community
Psychol. 266:823851.
Kweon, B.S., W.C. Sullivan, and A. Wiley. 1998.
Green common spaces and the social integration of
inner-city older adults. Environ. Behav. 306:832858.
Miller, P.J., and L.L. Sperry. 1987. The socialization of
anger and aggression. Merrill-Palmer Q. 33:131.
Newman, O. 1972. Defensible Space: Crime
Prevention Through Urban Design. Macmillan, New York, NY.
. 1996. Creating Defensible Space. U.S.
Department of Housing and Urban Development, Office of
Policy Development and Research, Washington, DC.
Ochs, E., and B. Schieffelin. 1984. Language acquisition
and socialization: Three developmental stories and
their implications, pp 276320. In Schweder, R., and R.
Levine (Eds.). Culture Theory: Essays on Mind, Self
and Emotion. Brunner/Mazel, NY.
Perkins, D.D., P. Florin, R.C. Rich, A. Wandersman, and
D.M. Chavis. 1990. Participation and the social and
physical environment of residential blocks: Crime and
community context. Am. J. Community Psychol. 181:83115.
Stack, C.B. (Ed.). 1974. All Our Kin: Strategies for Survival
in a Black Community. Harper & Row, New York, NY.
Sullivan, W.C., F.E. Kuo, and S. DePooter. In press. The
fruit of urban nature: Vital neigborhood spaces. Environ. Behav.
Talbot, J.F., L.V. Bardwell, and R. Kaplan. 1987. The
functions of urban nature: Uses and values of different types
of urban nature settings. J. Architect. Plann. Res. 41:4763.
Taylor, R.B. 1988. Human Territorial
Functioning. Cambridge University Press, New York, NY.
U.S. Department of Housing and Urban Development.
1998. Crime Prevention Through Environmental Design.
http://www.hud.gov/progdesc/cpted.html
Warren, D.I. 1981. Helping Networks. University of
Notre Dame Press, Notre Dame, IN.
Acknowledgments. Space limitations preclude
thanking each of the many individuals and institutions that played
key roles in this work. Special thanks go to Andrea Faber
Taylor for leading the work on children, to William Sullivan
for access to the site and help in site analysis, to Rebekah
Levine Coley and Esther Davis for their roles in interviewing, to
the Chicago Housing Authority and residents for their
support and cooperation throughout, and to the National Urban
and Community Forestry Advisory Council, the U.S.
Forest Service, U.S. Department of Housing and Urban
Development, and the Cooperative State Research, Extension
and Education Service for funding the research.
Assistant Professor
HumanEnvironment Research Laboratory
1103 South Dorner Drive
University of Illinois at Urbana-Champaign
Urbana, IL 61801, U.S.
f-kuo@uiuc.edu
Résumé. Dans les communautés urbaines,
l'arboriculture contribue clairement à la santé de l'écosystème
biologique; mais contribue-t-elle également à la santé de
l'écosystème social? Des faits provenant d'études intrenes de la ville
de Chicago suggèrent cela. Dans une série d'études
impliquant plus de 1300 observations personnes-milieu, 400
entrevues, des données-maison des autorités et des rapports de police
de deux années, il apparaît que le couvert arboré et gazonné
était systématiquement lié à un vaste nombre d'indicateurs
sociaux. Parmi ces indicateurs, on retrouvait: un lien de voisinage
plus fort, un plus grand sens de sécurité et d'adaptation, plus
de surveillance des enfants à l'extérieur de la maison, des
milieux de jeux plus sains pour les enfants, plus d'utilisation des
espaces communs du voisinage, moins de comportements non
civilisés, moins de crimes contre la propriété, et moins de
crimes violents. Le lien entre l'arboriculture et un écosystème
social plus sain est devenu de façon surprenante facile à
expliquer. Dans les milieux résidentiels, les zones stériles et sans
arbre deviennent souvent des « no man's lands », ce qui
décourage les interactions avec les résidants et invite au crime.
La présence d'arbres et de gazon bien entretenus
peuvent transformer ces no man's lands en espaces
plaisants,
invitants et utilisés. De plus, les espaces publics bien
utilisés par le voisinage favorisent le renforcement des liens
entre les résidants et détourne le crime, ce qui crée un milieu
plus sain et sécuritaire pour le voisinage.
Zusammenfassung. In Städten und Kommunen trägt
die Baumpflege eindeutig zur Gesundheit des Ökosystems bei,
ist es aber auch relevant für die Gesundheit des
sozialen Ökosystems? Die Ergebnisse einer Studie aus dem
Zentrum von Chicago zeigen dies. In einer Studie mit über
1300 Personenbeobachtungen, 400 Interviews, Berichten
von Hausgesellschaften und 2 Jahre Polizeiberichten, wurden
die Bäume und Grünflächen systematisch verbunden mit
einer Reihe von Sozialökosystem-Indikatoren. Diese
Indikatoren beinhalten: stärkere Verbindungen mit den Nachbarn,
größerer Sinn für Sicherheit und Anpassung, mehr Beaufsichtigung
der Kinder draussen, gesünderes Spielverhalten von Kindern,
mehr Gebrauch von kommuneeigenen Grünflächen,
weniger Straftaten, weniger Eigentumsdelikte und
weniger Gewaltverbrechen. Die Verbindung zwischen Baumpflege
und gesünderem sozialen Ökosystem ist erstaunlich einfach
zu erklären. In bewohnten Gebieten werden
aufgelassene Flächen leicht Niemandsland, was die Anwohner entmutigt
zu agieren und es lädt zu Verbrechen ein. Die Anwesenheit
von Bäumen und gepflegten Grünanlagen kann
diese Niemandsbereiche in erfreuliche,
willkommenheißende, genutzte Flächen umwandeln. Und vitale viel
genutzte Gemeinflächen sorgen für eine positive Verbindung unter
den Nachbarn und verhindern viele Verbrechen.
Resumen.En las comunidades urbanas, la
arboricultura claramente contribuye a la salud de los
ecosistemas biológicos; ¿lo hace también con el ecosistema social?
La evidencia de los estudios en la ciudad de Chicago así
lo sugiere. En una serie de estudios con 1300
observaciones espacio-persona, 400 entrevistas, registros de autoridades
y dos años de reportes criminales de policía, las coberturas
de los árboles y pasto fueron sistemáticamente ligadas a
un rango amplio de indicadores del ecosistema social.
Estos indicadores incluyeron: ligas fuertes entre vecinos,
gran sentido de seguridad y regulación, mayor supervisión de
los niños en espacios abiertos, patrones de juegos
más saludables de los niños, mayor uso de los espacios
comunes por los vecinos, menores faltas cívicas, pocos crímenes a
la propiedad y pocos crímenes violentos. La liga entre
la arboricultura y un ecosistema social saludable es fácil
de explicar. En áreas residenciales, los espacios áridos,
sin árboles, con frecuencia se convierten en "tierras
no-humanas", las cuales no animan la interacción de
los residentes e invitan al crimen. La presencia de árboles
y céspedes bien mantenidos puede transformar estas
tierras "no-humanas" en espacios bien usados y placenteros. Y
los espacios comunes, bien utilizados, sirven tanto
para estrechar las ligas en el vecindario como para detener
el crimen, creando comunidades más seguras y saludables.