A BENEFITCOST ANALYSIS OF TEN STREET TREE SPECIES IN MODESTO, CALIFORNIA, U.S.
by E. Gregory McPherson
Abstract. Tree work records for ten species were
analyzed to estimate average annual management costs by dbh
class for six activity areas. Average annual benefits were
calculated by dbh class for each species with computer
modeling. Average annual net benefits per tree were greatest
for London plane (Platanus acerifolia) ($178.57),
hackberry (Celtis sinensis) ($148.42), and Modesto ash
(Fraxinus velutina 'Modesto') ($126.16) and least for pear
(Pyrus calleryana cvs.) ($33.65), pistache
(Pistacia chinensis) ($64.98), and camphor
(Cinnamomum camphora) ($71.36). Benefitcost ratios
(BCRs) were greatest for plane (24.3:1), ginkgo (7.4:1), and
camphor (7.3:1). Species with the lowest BCRs were
sweetgum (Liquidambar styraciflua) (2.4:1), pear (2.6:1), and
pistache (3.3:1). Aging of sweetgum and Modesto ash will result
in reduced net benefits because BCRs decreased once
trees reached the 46 cm dbh class. Uses of benefitcost data
to increase future net benefits are discussed.
Key Words. Urban forest valuation;
economic analysis; tree selection; benefitcost analysis.
The diversity, stability, and functionality of urban forests
are directly influenced by the type of trees selected to plant.
At the scale of city blocks and neighborhoods, tree
selection addresses such issues as optimizing stocking levels,
increasing species and age diversity, and blending with the
existing historic and cultural context (Arnold 1980; Flemer
1981; Richards 1992). At the scale of an individual tree
planting site, the paramount concern is matching tree
growth requirements to site characteristics, thereby promoting
tree survival and health while minimizing conflicts with
power lines, hardscape, visibility, and other vegetation
(Gilman 1997; Watson and Himelick 1997; Harris et al. 1999).
Good tree selection choices over the long term should result
in relatively healthy, productive, and sustainable urban
forests, with benefits far exceeding management costs (Clark et
al. 1997). Although studies have described aspects of
tree management that influence expenditures (Miller
and Sylvester 1981; O'Brien and Joehlin 1992; O'Brien et
al. 1992; Zillmer et al. 2000; McCabe 2002) and
benefits (Peper et al. 2001), none have provided a full accounting
of benefits and costs over the life span of a species as a
basis for informed tree selection.
An analysis of the municipal urban forest in
Modesto, California, U.S., found that for every $1 spent on
management
annually, benefits valued at $1.89 were returned to
residents (McPherson et al. 1999a). Although this information helped
the program retain funding despite cutbacks to other
departments, it did not provide managers with a full accounting of
benefits and costs by species. Annual benefits associated with
individual tree species were quantified, but costs were not reported
by species. The purpose of this study was to extend the
Modesto benefitcost analysis to the level of individual street
tree species to answer the following questions:
· Which species have the highest and lowest
benefitcost ratios and why?
· How will aging of the tree population influence
the distribution of benefits and costs?
· How can this type of information be applied
by managers to increase future net benefits?
METHODS
Annual Costs
In 1998, Modesto's street tree inventory database
contained 75,649 trees and 184 species. For this study, tree
work records for 3 years (19961998) were obtained for ten
of the most abundant species. These ten species accounted
for 61.3% of the street tree population. Each of the
33,858 work records described the type of activity performed,
time spent to the closest 0.1 hour, date the work was
performed, tree species, planting date, and location. After an
initial analysis of frequency distributions, each of the 240
activity codes was put into one of six activity areas:
pruning, removal, plant/water/restake, root-related work,
liability/storm clean-up, and integrated pest management
(IPM)/other.
Most cities track costs based on tree diameter at
breast height (dbh, diameter measured at 1.4 m above
ground) classes. For Modesto, planting dates were converted to
tree age, and the corresponding dbh for a tree of that age
was determined using the growth curve for that species
(Peper et al. 2001). Growth curves were regression equations
that predicted dbh from age based on a sample of
approximately 30 trees of each species. Each tree was assigned to
the appropriate dbh size class (10 cm increments).
To estimate work costs, the 1991 figure of $96/hour
was increased to the 1998 value of $115/hour using a
consumer price index (W. Dufresne, Muncipal Arborist, City of
Modesto, pers. comm. 2002). This amount includes all direct
and
indirect costs and is used by the Community
Forestry Division for budgeting.
The following information was calculated by dbh
class for each species and work activity area to depict the
amount and cost of work performed:
· average annual percentage of trees visited = (total
visits/total trees)/3
· average annual cost per tree visited = (total
cost/number of trees visited)/3
· average annual cost per tree = (total cost/total trees)/3
Annual Benefits
Methods used to estimate annual benefits for 1998
were summarized in McPherson et al. (1999a) and described
in detail in a technical report (McPherson et al. 1999b).
Energy savings, atmospheric carbon dioxide reductions,
air-quality benefits, stormwater runoff reductions, and aesthetic
and other benefits were calculated with models that
directly connected benefits with tree size variables such as dbh and
leaf surface area. Many functional benefits of trees are related
to leafatmosphere processes (e.g., interception,
transpiration); therefore, benefits increase as tree canopy cover and leaf
area increase. Prices were assigned to each benefit through
direct estimation and implied valuation. For
example, marginal electricity (0.079/kWh) and natural gas ($0.81/therm) prices
in 1998 were used to estimate energy savings. Air-quality
benefits were estimated using transaction costs that reflected
the average market value of pollution emission credits from
1994 through 1997 for the San Joaquin Valley Unified Air
Pollution Control Management District. Benefits were
originally calculated by tree age classes and converted to
corresponding dbh classes (Maco 2000).
Average annual benefits were calculated on a per-tree
basis by type of benefit for each species by dbh class. Total
benefits were estimated by multiplying annual per-tree benefits by
total numbers of trees in each dbh class.
Benefit and Cost Calculations
Average annual net benefits (benefits costs) and
benefitcost ratios (benefits/costs, BCR) were calculated for
each species and by dbh class on a per-tree basis. A species
with the highest net benefit may not have the highest BCR.
Net benefits are sensitive to the overall magnitude of
benefits and favor large-stature trees. BCRs reflect the magnitude
of benefits relative to costs and are a better indicator of value than
net benefits when costs are constrained.
RESULTS
Tree Locations and Size Class Distributions
Six species had 75% or more of their populations located in
front-yard easements within 3.5 m of a
sidewalk or street (Table 1). Exceptions were
ginkgo (Ginkgo biloba) and Southern
magnolia (Magnolia grandiflora), with 31% and 60% in cutouts, respectively,
and Chinese pistache (Pistacia chinensis) and London
plane (Platanus acerifolia), with 17% and 56%, respectively,
in parkways between sidewalk and curb. Generally,
growing conditions were most restrictive in cutouts and best in
front yards. Parkway strips were typically 1.2 to 1.8 m wide
and limited to streets constructed before 1960. Hence, trees
there tended to be large and old or younger replacements.
The four most abundant species were Chinese
pistache (10,199), Modesto ash (Fraxinus
velutina 'Modesto') (8,024), cultivars of Callery pear
(Pyrus calleryana cvs.) (7,265, 56% Bradford, 28% Aristocrat, 9% Capital), and
Japanese zelkova (Zelkova serrata) (5,190). Pistache, pear, and
zelkova exhibited bimodal size distributions, with peak numbers
in the 10 to 20 cm and 30 to 46 cm dbh classes (Figure
1). Nearly all Modesto ash were greater than 46 cm
dbh. Ginkgo were relatively evenly distributed among
size classes. Chinese hackberry (Celtis
sinensis) and American sweetgum (Liquidambar
styraciflua) were heavily planted 20 to 40 years ago, as evidenced by large numbers in the 30
to 46 cm size class. However, recent disease and
maintenance problems have resulted in reduced planting rates.
Sixty percent of all plane were greater than 60 cm dbh, and
a resurgence in popularity is reflected by tree numbers in
the smaller size classes. Camphor tree (Cinnamomum
camphora) and Southern magnolia were consistently planted during
the past 40 years in relatively small numbers.
Average Annual Benefits per Tree
Total average annual benefits per tree reflected tree
distribution by size classes. Plane, Modesto ash, and hackberry
had many large trees, and total annual benefits ranged from
$175 to $186 per tree (Table 2). Benefits for species with
more younger, medium-sized trees ranged from $83 (camphor)
to $124 (zelkova). Average annual total benefits were lowest
for the smaller pear trees ($55).
Table 1. Tree numbers, locations, and average annual number of visits and
hours spent performing tree work.
Species | No. trees | Front yard % | Parkway % | Cutout % | Visits/yr | Hours/yr |
Hackberry | 4,454 | 87.0 | 12.3 | 0.7 | 1,233 | 1,266 |
Camphor | 1,276 | 74.5 | 20.8 | 4.6 | 207 | 127 |
Modesto ash | 8,024 | 95.6 | 3.6 | 0.9 | 1,965 | 3,405 |
Ginkgo | 3,462 | 59.7 | 9.3 | 31.1 | 515 | 400 |
Sweetgum | 2,892 | 90.9 | 2.6 | 6.5 | 928 | 1,366 |
Southern magnolia | 928 | 33.8 | 6.0 | 60.2 | 218 | 165 |
Pistache | 10,199 | 72.5 | 16.9 | 10.6 | 2,946 | 2,464 |
Plane | 2,038 | 25.6 | 55.5 | 18.8 | 272 | 136 |
Pear* | 7,265 | 81.4 | 5.6 | 13.0 | 1,850 | 1,323 |
Zelkova | 5,190 | 91.5 | 7.7 | 0.8 | 1,152 | 954 |
Totals | 45,728 | | | | 11,286 | 11,606 |
*56% Bradford, 28% Aristocrat, 9% Capital, 7% other. |
Average annual energy savings represented the
greatest benefit category for every species and ranged from $34
for pear to $137 for plane. Energy savings accounted for as
much as 85% of total benefits for Southern magnolia and as little
as 53% for ginkgo. Many magnolia were located in cutouts
where they shaded commercial buildings with higher
air-conditioning loads than residential structures of similar size. Small
crown volumes and sparse shade from ginkgos explain their
relatively poor energy conservation performance.
Air-quality benefits showed a similarly surprising
range among species, from $2 (magnolia) to $53 (Modesto ash)
per tree. Because calculations of pollutant uptake were
sensitive to crown diameter, species with many large-stature trees
had the highest average values (i.e., plane and hackberry),
while species with smaller amounts of average canopy cover
had lowest values (i.e., ginkgo, pear).
Average annual aesthetic and other benefits per tree
varied less drastically among species. Values were greatest ($28
to $35) for species with a majority of trees growing rapidly
(i.e., ginkgo, sweetgum, hackberry), which corresponded with
the
Figure 1. Distribution of tree numbers among species
by dbh class.
30 to 46 cm dbh class. Values were lowest for Modesto
ash ($5) and magnolia ($6), with the age of most trees well
beyond the early functional period. These differences among
species reflect the modeling assumption that average annual
aesthetic benefits depended on annual change in tree leaf surface
area (McPherson et al. 1999b).
Stormwater runoff reduction benefits accounted for
3% to 8% of total benefits. Modesto ash trees had the
highest average annual benefit ($11) due to their large amount of
leaf surface area. Pear, magnolia, ginkgo, pistache, and
zelkova had the lowest values ($1 to $3).
The magnitude of atmospheric carbon dioxide
(CO2) reductions were similar to stormwater runoff
reduction benefits. Again, Modesto ash ($11) and hackberry
($8) provided the highest average annual benefits per tree,
while benefits were least for the smaller pear ($2), magnolia,
($3), pistache ($3), and camphor ($3). Results were sensitive
to tree growth rates, which influence
CO2 sequestration rates, and tree sizes, which influence energy savings and
associated avoided CO2 power plant emissions.
The magnitude of benefits produced by trees in
different dbh size classes varied by species due to differences in
their growth rates and dimensions (Figure 2). For
example, annual per-tree benefits for the pear increased gradually until
trees reached their mature size, the 30 to 46 cm dbh class. The $66
per-tree average annual benefit for slower-growing camphor in the 20 to 30
cm dbh class was substantially less than $84 and $107 for same-sized
pear and Chinese hackberry, respectively. Once camphor reached 60 cm
dbh, estimated annual benefits ($277) were comparable to the
faster-growing hackberry.
Average Annual Costs per Tree
Total average annual costs per tree ranged from $7.66
for plane to $54.31 for sweetgum (Table 3). Other
high-cost species were Modesto ash ($48.80) and hackberry
($32.67). Low-cost species were camphor ($11.40) and
ginkgo ($13.28). On average, California cities spend $19 per
tree annually (Thompson and Ahern 2000). As expected,
species with large numbers of big trees (>30 cm) cost the most
to manage. Plane tree was the exception. Although 60% of
all plane were >60 cm dbh, per-tree management
expenditures were remarkably low ($7.66).
Pruning was the single greatest cost category for
every species, accounting for more than 73% of total per-tree
costs for every species except ginkgo (49%). Species with
the highest percentages of total costs spent for pruning
were Modesto ash (93%), sweetgum (92%), pistache
(90%),
Table 2. Average annual benefits in dollars (U.S.) per tree.
| Energy | Air quality | CO2 | Stormwater | Aesthetics | Total |
Hackberry | 118.30 | 19.82 | 7.05 | 8.23 | 27.69 | 181.09 |
Camphor | 54.29 | 7.62 | 2.85 | 6.71 | 11.29 | 82.75 |
Modesto ash | 97.83 | 52.61 | 7.67 | 11.19 | 5.67 | 174.96 |
Ginkgo | 51.51 | 2.79 | 5.43 | 3.27 | 35.18 | 98.18 |
Sweetgum | 79.88 | 10.16 | 6.29 | 5.24 | 31.38 | 132.95 |
Southern magnolia | 79.44 | 2.42 | 2.81 | 2.79 | 6.15 | 93.61 |
Pistache | 65.31 | 10.27 | 2.82 | 3.34 | 11.03 | 92.76 |
Plane | 136.76 | 25.76 | 4.80 | 7.59 | 11.33 | 186.24 |
Pear | 34.00 | 2.98 | 1.95 | 1.47 | 14.19 | 54.59 |
Zelkova | 89.25 | 8.26 | 4.69 | 3.37 | 18.47 | 124.05 |
hackberry (90%), and pear (87%).
Two factors influenced pruning costs: frequency of
visits to prune and the time and cost for each pruning. The
former was expressed as the percentage of all trees visited
annually for pruning (percentage visited, Table 4). The latter
amount, expressed as average dollars per tree visited, depended on
the type and amount of pruning. Pruning frequency ranged
from 8.5% (ginkgo) to 25.1% (sweetgum), corresponding to
12-year and 4-year pruning cycles, respectively.
Ginkgos required training and periodic raising for clearance as
they matured, but relatively little crown thinning or cleaning
after establishment. Other species that required
infrequent pruning were plane (9.8%), camphor (11.4%), and
zelkova (15.3%). Sweetgums required frequent crown reduction
due to heavy fruit that cause limb breakage. Other species
that required frequent pruning were pistache (24.7%),
hackberry
(23.8%), and pear (21.2%).
The average cost per tree pruned ranged from $63
(plane) to $226 (Modesto ash). Although most trees pruned were
large for both of these species, the type of pruning was
different. Crown cleaning to remove deadwood and raising for
clearance were the primary activities performed on plane due to
their excellent overall structure. Work on the Modesto ash
involved more costly mistletoe removal and crown reduction due
to frequent failure of heavy lateral limbs. Ninety percent
of Modesto ash's total average annual pruning expenditure
was for general pruning (i.e., crown cleaning, thinning, and
reduction) of trees with dbh exceeding 46 cm (Table 4). Sweetgum
also had a high average cost ($198). For most species, the
average annual cost per visit ranged from $60 to $100 per tree.
The average annual pruning cost per tree was least
for plane, ginkgo, and camphor ($6 to $8), moderately high
for pistache and hackberry ($25 and $29), and highest
for Modesto ash and sweetgum ($45 and $50).
The allocation of pruning resources by activity varied
among species (Table 4). For example, relatively more was spent
on young tree pruning (i.e., training) of slower-to-establish
species such as camphor (2.5%) and ginkgo (1.3%) than the
other species. Crown raising for clearance required more than
20% of total annual pruning expenditures for Southern
magnolia and ginkgo, many of which were in cutouts. Tree
inspection and other miscellaneous pruning-related activities
were proportionately more costly for these two species, due
in part to higher numbers in more prominent locations.
As expected, the bulk of pruning costs were for
general pruning, and expenditures reflected the distribution of
tree numbers among dbh size classes.
Removal costs followed pruning as the second
most important cost category. When expenditures were
averaged for all trees, they ranged from $0.59 (plane) to $3.42
(ginkgo) per tree. Relatively high removal costs for ginkgo (26%
of total), camphor (15%), and zelkova (12%) were primarily
due to high rates of establishment-related mortality.
Surprisingly, removal costs were lowest (2%) for Modesto ash
and sweetgum as a percentage of total costs. Although the
average cost per Modesto ash tree removed was highest of all
species ($305), removal frequency was lowest (0.3%).
Substantial resources were allocated to maintain the safety and health
of these two species, instead of for removal and replacement.
Planting and establishment costs were less than $1
per tree for all species except ginkgo ($2.18) and
camphor ($1.05). These expenditures accounted for 16% and 9%
of their total costs, respectively. Expenditures related to
damage from tree roots to sidewalks and curbs (i.e., root
cutting, cement cutting, root barriers, site inspection) were highest
for sweetgum ($2.14), Modesto ash ($1.43), and zelkova
($1.09) but did not account for more than 6% of total costs for
any species. Despite having large numbers of trees with
dbhs exceeding 60 cm and 75% of all trees being in planting
strips
Figure 2. Distribution of average annual per-tree
benefits (top) and costs (bottom) among species by dbh class.
Table 3. Average annual costs in dollars per tree.
| Prune | Remove | Plant | Root-related | Storm/liability | IPM/other | Total |
Hackberry | 29.30 | 1.43 | 0.01 | 0.88 | 0.76 | 0.29 | 32.67 |
Camphor | 8.34 | 1.78 | 1.05 | 0.14 | | 0.09 | 11.40 |
Modesto ash | 45.22 | 0.83 | 0.01 | 1.43 | 0.37 | 0.93 | 48.80 |
Ginkgo | 6.56 | 3.42 | 2.18 | 0.75 | 0.24 | 0.14 | 13.28 |
Sweetgum | 49.70 | 0.90 | 0.03 | 2.14 | 0.62 | 0.92 | 54.31 |
Southern magnolia | 17.38 | 1.13 | 0.03 | 0.95 | 0.70 | 0.19 | 20.38 |
Pistache | 25.06 | 1.54 | 0.39 | 0.44 | 0.19 | 0.16 | 27.78 |
Plane | 6.14 | 0.59 | 0.51 | 0.27 | 0.02 | 0.13 | 7.66 |
Pear | 18.55 | 1.27 | 0.20 | 0.53 | 0.26 | 0.12 | 20.94 |
Zelkova | 16.01 | 2.60 | 0.78 | 1.09 | 0.42 | 0.24 | 21.14 |
Table 4. Average annual pruning costs and their distribution by type (GP < 20 is general pruning
of trees < 20 cm dbh, where GP includes crown cleaning, thinning, and reduction).
| | | | % of total pruning expenditure |
| % visited | $/visit | $/tree | Train | Raise | Other | GP < 20 | GP 2046 | GP > 46 |
Hackberry | 23.8 | 123 | 29 | 0.1 | 7.1 | 7.7 | 6.6 | 50.0 | 28.5 |
Camphor | 11.4 | 73 | 8 | 2.5 | 16.6 | 10.1 | 21.3 | 40.7 | 8.9 |
Modesto ash | 20.0 | 226 | 45 | 0.0 | 0.6 | 9.2 | 0.1 | 0.2 | 89.9 |
Ginkgo | 8.5 | 77 | 7 | 1.3 | 21.6 | 27.7 | 21.8 | 27.4 | 0.2 |
Sweetgum | 25.1 | 198 | 50 | 0.0 | 2.1 | 15.8 | 2.2 | 45.8 | 34.1 |
Southern magnolia | 20.0 | 87 | 17 | 0.1 | 25.6 | 24.5 | 12.7 | 37.1 | 0.0 |
Pistache | 24.7 | 102 | 25 | 0.4 | 8.0 | 18.8 | 13.3 | 59.4 | 0.0 |
Plane | 9.8 | 63 | 6 | 1.0 | 11.2 | 11.3 | 29.8 | 21.1 | 25.6 |
Pear | 21.2 | 88 | 19 | 0.7 | 6.9 | 14.8 | 27.4 | 50.2 | 0.0 |
Zelkova | 15.3 | 104 | 16 | 0.4 | 10.3 | 9.6 | 29.2 | 48.8 | 1.6 |
or cutouts, root repair costs for plane ($0.44) were the
least of all species. Storm (e.g., inspection, removal, prune
broken limb, inspection) and liability (private property
repairs) expenditures were relatively small overall, less than 4%
of total costs. Species with the highest costs due to limb
breakage or other types of failures were hackberry
($0.76), Southern magnolia ($0.70), and sweetgum ($0.62). IPM
and other costs (e.g., training, meetings, water jetting,
cabling, public information) accounted for less than 2% of
total expenditures. IPM and other costs were greatest for
Modesto ash ($0.93) and sweetgum ($0.92) and least for
camphor, plane, pear, and ginkgo ($0.09 to $0.14).
Average Annual Net Benefits per Tree and BenefitCost Ratios
Average annual net benefits were greatest for plane
($178.57), hackberry ($148.42), and Modesto ash ($126.16) and least
for pear ($33.65), pistache ($64.98), camphor ($71.36),
and Southern magnolia ($73.23) (Table 5). The benefit-cost
ratio (BCR) for the plane was 24.3:1, or more than three
times greater than for the next closest species: ginkgo (7.4:1)
and camphor (7.3:1). Species with the lowest BCRs were
sweetgum (2.4:1), pear (2.6:1), pistache (3.3:1), and Modesto
ash
(3.6:1).
DISCUSSION
Of the ten species evaluated, London plane was the
outstanding performer. There were 2,038 planes in Modesto,
of which 60% were 60 cm or greater dbh. The species
combined maximum benefits with minimum costs. The
Modesto municipal arborist confirmed that plane rarely require
pruning, have high establishment rates, rarely heave sidewalks, and
are not prone to storm damage. Anthracnose and powdery
mildew occasionally disfigure trees but seldom result in mortality.
This species accounted for only 2.7% of the street tree
population, so increased planting is warranted.
Ginkgo and camphor were the next best
performers. Although slow to establish and prone to early losses,
these species are worth the wait. Once trained and established,
they required very little care. Their benefits did not rival
those produced by the larger plane and hackberry but were
nonetheless substantial. Perhaps most important, BCRs
increased dramatically for trees in the largest size classes. For
example, assuming all 1,290 ginkgo increase in size from 30 to 46
cm dbh (BCR = 23.2:1) to 46 to 60 cm dbh (BCR = 129.4:1),
annual net benefits should increase from about $30,000 to $167,000.
Zelkova, hackberry, and Modesto ash were large
shade
Table 5. Average annual per-tree benefits, costs,
net benefits, and benefitcost ratios.
Species | Benefit | Cost | Net benefit | B/C
|
Plane | 186.24 | 7.66 | 178.57 | 24.3
|
Ginkgo | 98.18 | 13.28 | 84.90 | 7.4
|
Camphor | 82.75 | 11.40 | 71.36 | 7.3
|
Zelkova | 124.05 | 21.14 | 102.91 | 5.9
|
Hackberry | 181.09 | 32.67 | 148.42 | 5.5
|
Southern magnolia | 93.61 | 20.38 | 73.23 | 4.6
|
Modesto ash | 174.96 | 48.80 | 126.16 | 3.6
|
Pistache | 92.76 | 27.78 | 64.98 | 3.3
|
Pear | 54.59 | 20.94 | 33.65 | 2.6
|
Sweetgum | 32.95 | 54.31 | 78.64 | 2.4 |
Figure 3. Distribution of benefitcost ratios
(BCR) among species by dbh class.
trees that grew relatively rapidly and produced
sizable annual benefits. Management costs were relatively high
for the Modesto ash and hackberry because many trees were
at the end of their functional lifecycle. Today, Modesto ash
and Chinese hackberry are rarely planted due largely to
high costs required to maintain older trees and high loss rates
for hackberry due to root rot disease. Zelkova continues to
be planted in large numbers. A BCR of 25.1:1 for 46 to 60
cm dbh zelkova indicates that net benefits for this species
will increase substantially as a large cohort of 1,985 trees
moves up from the 30 to 46 cm size class (BCR = 10.4:1).
Southern magnolia has proved to be a reliable
performer (BCR = 4.6:1), especially in commercial areas where
smaller-stature trees were required. Annual benefits averaged
$93.61 per tree, near the maximum for this species because
64% were in their mature 20 to 30 cm dbh class. Pistache
and sweetgum were medium-stature species with large
numbers of trees in the 30 to 46 dbh class. Pistache had
substantial numbers of individuals in smaller size classes,
indicating continuous planting, whereas planting of sweetgum
was discontinued after management problems with older
trees became evident (Figure 3). The low BCR for sweetgum
(2.4:1) can be expected to drop further as trees in the 30-46 cm
dbh class move into the 46-60 cm size class with a BCR of 1.7:1.
Pear had a relatively low BCR (2.6.1) because
annual benefits were the least of all ten species due to small
tree sizes ($54.59), but costs also were relatively low
($20.94). The Bradford cultivar has proved to have high limb
failure rates due to poor structure. Profuse fruiting by
Aristocrats have made it an unpopular cultivar. Few pear currently
are planted, but net benefits for the species should increase
as trees age because BCRs steadily increase by dbh class
to 3.4:1 (30 to 46 cm) (Figure 3).
Limitations
This study did not involve sampling; therefore,
sampling error and variability are not described statistically.
However, there are other sources of uncertainty that merit
discussion. Uncertainty of cost estimates were greatest for species
and size classes with the fewest tree numbers (i.e.,
Southern magnolia and camphor). Variability in tree growth
and dimensions increased with age (Peper et al. 2001), so
the level of uncertainty in estimated benefits increased with
tree size. Also, many of the architectural and
physiological features of each species that influence pollutant
uptake (e.g., gas exchange rates, leaf sizes) and rainfall
interception (e.g., leaf and stem surface detention, foliation periods)
have not been fully included in benefit models. Further
research is needed to better describe how species differences
beyond crown size and leaf area influence benefits.
These results are specific to Modesto, California,
and cannot be directly applied to other communities.
However, this approach can be adopted to compare BCRs of
important species where adequate work histories and
benefit information are available.
Uses of This Type of Information
Controlling management costs has been central to
tree selection because of constrained budgets and a dearth
of information on species-related benefits. Increased
planting of small-stature species in California is partially a
response to reduced funding for tree care programs (Thompson
and Ahern 2000). BCRs provide new information for
tree selection. By incorporating the stream of benefits as well
as costs, BCRs indicate relative return on investment
by species. One way to increase urban forest sustainability
is to increase the proportion of tree species with
relatively high BCRs and reduce those with low
BCRs, while not compromising overall age and species diversity. In
Modesto, this objective can be accomplished by increased planting
of plane, ginkgo, and camphorspecies that each
account
for less than 5% of the street tree population.
Continued phase-out of pear and sweetgum, as well as
reduced planting of pistache, already 13% of the population,
is recommended.
Information on cost components can help target management activities. For example, relatively high rates
of establishment-related mortality for ginkgo and
camphor indicate need for further study of causes and
possible solutions, such as planting larger or smaller size stock,
more frequent watering, and different staking and protection.
The relative magnitude of benefits varies among
species. For instance, 30% of total benefits produced by
Modesto ash were for air-quality improvement due to their
large amount of leaf and stem surface areas. Selecting
large-stature trees similar to Modesto ash for planting
along transportation corridors could maximize these benefits
if space permitted.
BCRs by dbh class provide a basis for projecting
future costs and benefits associated with aging tree populations.
In Modesto, BCRs increased with size for most
species. Exceptions were Modesto ash and sweetgum, where
BCRs decreased once trees reached the 46 cm dbh class.
By combining information on tree numbers and BCRs by
size class, municipal arborists can estimate how net benefits
will change as trees move into larger size classes. This
information may influence budgeting for tree removal and
replacement, pruning, planting, and sidewalk repair.
By documenting future benefits and costs
associated with maturing street tree populations, municipal
foresters have a quantitative basis for justifying investment in
tree health and longevity. They can use these data to
indicate how failure to invest in management will result in reduced
net benefits as costs increase relative to benefits. Alternatively,
the consequences of targeting management actions to
increase BCRs can easily be described and readily understood
by decision-makers and the public.
Setting appropriate tree canopy cover targets
provides measurable goals for urban forest planning and
management. However, this study suggests that the type of
tree cover is just as important as the amount of tree
cover. Accounting for the benefits and costs of different
tree species over the long-term should be one aspect of
judicious tree selection.
LITERATURE CITED
Arnold, H.F. 1980. Trees in Urban Design. Van
Nostrand Reinhold, New York, NY.
Clark, J.R., N.P. Matheny, G. Cross, and V. Wake. 1997.
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Flemer, W. 1981. Mixing species of shade trees for
beauty and safety. J. Arboric. 7:5763.
Gilman, E.F. 1997. Trees for Urban and Suburban
Landscapes. Delmar Publishers, New York, NY.
Harris, R.W., J.R. Clark, and N.P. Matheny. 1999.
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Saddle River, NJ.
Maco, S.E. 2000. A Practical Approach to
Assessing Structure, Function, and Value of Street Tree
Populations in Small Communities. Masters Thesis, Department
of Environmental Horticulture. University of
California, Davis, CA.
McCabe, J. 2002. A discrete event simulation of a
municipal street tree maintenance operation. J. Arboric.
28:131136.
McPherson, E.G., J.R. Simpson, P.J. Peper, and Q.
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municipal urban forest. J. Arboric. 25:235248.
. 1999b. BenefitCost Analysis of Modesto's
Municipal Forest. USDA Forest Service, Western Center for
Urban Forest Research and Education, Davis, CA.
Miller, R.W., and W.A. Sylvester. 1981. An
economic evaluation of the pruning cycle. J. Arboric. 7:109112.
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Thompson, R.P., and J.J. Ahern. 2000. The State of
Urban and Community Forestry in California. Urban
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Center for Urban Forest Research
USDA Forest Service, Pacific Southwest Research Station
C/O Dept. of Environmental Horticulture
University of California
Davis, CA 95616, U.S.
egmcpherson@ucdavis.edu
Résumé. Des données de travaux sur les arbres de
dix espèces différentes ont été analysées pour estimer les
coûts annuels d'entretien par classe de DHP de six
activités différentes. Les bénéfices annuels moyens ont été
calculés par classes de DHP pour chaque espèce au moyen
d'un modèle informatique. Les bénéfices annuels moyens
par arbre étaient les plus élevés pour le
Platanus acerifolia (178,57 $), le Celtis
sinensis (148,42 $), et le Fraxinus
velutina 'Modesto' (126,16 $), et les plus faibles pour le
Pyrus calleryana cvs. (33,65 $), le Pistacia
chinensis (64,98 $) et le Cinnamomum
camphora (71,36 $). Les ratios
coût-bénéfice étaient les plus élevés pour le
Platanus (24,3:1), le Ginkgo (7,4:1), et le
Cinnamomum (7,3:1). Les espèces avec les
ratios coût-bénéfice les plus bas étaient le
Liquidambar (2,4:1), le Pyrus (2,6:1) et le
Pistacia (3,3:1). Le vieillissement des copalmes d'Amérique et des frênes Modesto vont
donner une réduction des bénéfices nets parce que les ratios
coût-bénéfice diminuent une fois que les arbres atteignent
la classe de DHP de 46 cm. L'emploi des données de
coût-bénéfice pour accroître les bénéfices futurs nets est discuté.
Zusammenfassung. Um die durchschnittlichen jährlichen Mehrkosten pro Durchmesserklasse
zu analysieren, wurden die Arbeitsberichte für 10 Arten in
6 bewirtschafteten Bereichen ausgewertet. Die
durch-schnittlichen jährlichen Netto-Nutzenerträge/Baum
waren am größten bei Platanus
acerifolia = $178,57, Celtis sinensis = $148,42,
Fraxinus velutina Modesto = $126,16 und am wenigsten bei
Pyrus calleryana = $33,65, Pistacia
chinensis = $64,98 und Cinnamomum
camphora = $71,36. Die Nutzen-
Kosten-Verhältnisse (BCRs) waren am größten bei
Platanus, 24,3:1, Ginkgo 7,4:1 und
Cinnamomum 7,3:1. Arten mit niedrigem BCR waren
Liquidamber 2,4:1, Calleryana 2,6:1, und
Pistacia 3,3:1. Das Altern von
Liquidamber und Modesto-Esche führte zu reduzierten Nettovorteilen, weil die BCR
ab einem Durchmesser von 46 cm absinken. Die
Verwendung der Nutzen-Kosten-Daten in Bezug auf zukünftigen
Nutzen wurde hier diskutiert.
Resumen. Se analizaron los registros en trabajos con
los árboles en diez especies con el fin de estimar los costos
de manejo por clases de dap (diámetro a la altura del
pecho) para seis áreas de trabajo. Los promedios anuales
de beneficios fueron calculados por clases de dap para
cada especie mediante modelamiento en computadora.
Los beneficios netos por árbol fueron mayores para
London plane (Platanus acerifolia) ($178.57), hackberry
(Celtis sinensis) ($148.42), y Modesto ash
(Fraxinus velutina 'Modesto') ($126.16) y menores para peral
(Pyrus calleryana cvs.) ($33.65), pistache
(Pistacia chinensis) ($64.98), y camphor
(Cinnamomum camphora) ($71.36). Las relaciones costo
/ beneficio (C/B) fueron mayores para plane (24.3:1),
ginkgo (7.4:1), y camphor (7.3:1). Las especies con los más bajos
C/B fueron sweetgum (2.4:1), pear (2.6:1), y pistache
(3.3:1). El envejecimiento de sweetgum y Modesto ash resultó
en beneficios netos reducidos debido a que la relación
C/B disminuyó una vez que los árboles alcanzaron los 46 cm
de clase de dap. Se discute el uso de los datos
costo-beneficio para incrementar los futuros beneficios netos.